SYNDICATE LEGAL SUPPORT SERVICES

SECURITIES & BLUE SKY:

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Syndicate Legal Support Services is a team of experienced Capital Markets Law Clerks & Senior Paralegals who work with Attorneys throughout the State of California. Syndicate Legal Support Services can provide you and/or your Law Office(s) with the following Law Clerk & Advanced Paralegal Services with respect to Capital Markets Transactions:

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Securities & Blue Sky:

• Prepare all Offering Memorandums for all Public & Private Securities Offerings.

• File all Offerings with the United States Securities & Exchange Commission (non-exempt offerings).

• Make all required Form Filings with the SEC for any Exempt Offerings.

• Make all required filings with any of the states.

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Securities & Blue Sky (form types):

• Private Placement:

  • Reg D 

  • Regulation A+ Tier I 

  • Regulation S 

  • EB5

  • Family of Notes 

  • PIPE

  • 144a

• Public Offerings:

  • Reg D (Equity CrowdFunding)

  • Regulation A+ Tier II (with or without Capital Markets Listing)

  • Regulation S (with International Capital Markets Listing)

  • S-1

  • S-3

  • S-4

  • S-6 (Unit Registration Statement) 

  • S-8 (Employee Benefit Shares Registration Statement)

  • S-11 (REIT)

  • 424 (Amendment Registration)

  • 424B (Delayed Offering Registration)

  • 20-F (Foreign Issuer Registration Statement) 

  • Form 10 (Shares Registration Statement)

  • N-1A (Mutual Fund Registration Statement)

  • N-2 (Closed-End Fund Registration Statement)

  • N-14 (Registration Statement)

• Security Tokens Offerings

• CrowdFunding Portals

• Alternative Trading Markets 

• SEC Form 1 for Stock Exchanges

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Securities & Blue Sky (Specialty & Fund Formations):

• EB5 Regional Office

• REIT Fund Formation

• Hedge Fund Formation

• Private Equity Fund Formation

• Venture Capital Fund Formation

• Offshore Hedge Fund Formation

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Securities Litigation & Enforcement Actions:

• Client Intake & Conflict Checks

• Legal Research

• Preparation of Pleadings and Judicial Council Forms

  • Complaints​

  • Answers

  • Demurrers

  • Motions

  • Stipulations

  • Etc.

• Drafting Correspondence(s)

• Propounding and Responding to Discovery 

  • Including communicating with clients to obtain responses and documents for production​

• Correspondence to clients, opposing counsel, court personnel, etc. 

• Document Management & Electronic compilation and organization of documents for Exhibits and Document Production 

  • Including indexing and Bates Stamping​

• Filing Documents Electronically (when applicable)

• Drafting & Preparation of Briefs

• Table of Contents and Table of Authorities

• Schedule Depositions with Court Reporting Services

  • Court Reporter​

  • Interpreters

  • Video Service

• Deposition Summarization

• Chronologies and Timelines

• Data Entry

• Preparation of Subpoenas and Notices

• Mailing Copies to Opposing Counsel

• Manage Calendars & Schedules

• Scheduling Hearings

• Process Serving & Certificates of Service

• PowerPoint Presentations

• Preparation of Demand Letters and Settlement Packages

• Alternative Dispute Resolution / Mediation Brief

• Hearing / Trial Preparation

 

Syndicate Legal Support Services provides Law Clerk & Advanced Paralegal Services to Attorneys and Law Firms Only. If you have come to this site seeking assistance for a legal issue, seeking assistance with any court form, or any document you intend to file in a court of law, you should seek the advice of an attorney or a law firm of your own choosing. Members of Syndicate Legal Support Services do not give legal advice or provide any legal document preparation for any non-lawyers.

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