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Syndicate Legal Support Services

(a Professional Services Corporation)

8383 Wilshire Blvd.

Beverly Hills, California 90211

Phone: (310) 463-5122

Email: Click Here

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SEC Form N-14 is a filing with the United States Securities and Exchange Commission ("SEC") that may be used by all management investment companies and business development companies, as defined under Section 2(a)(48) of the Investment Company Act of 1940, to register certain types of transactions under the Securities Act of 1933. These transactions include those specified in the Securities Act; a merger in which a vote or consent of the security holders of the company being acquired is not required; an exchange offer for securities of the issuer or another person; a public reoffering or resale of any securities acquired in an offering registered on Form N-14; or any combination of such transactions.

Form N-14 is filed on the SEC EDGAR system in HTML format. The SEC only accepts a simplified version of HTML, requiring the source documents to be converted using specialized SEC EDGAR software (as opposed to simply using the "Save as HTML" option in a word processor). Form N-14 also requires the filing entity to be registered with the SEC EDGAR system and have valid EDGAR filing codes.

To Retain and Engage Syndicate Legal Support Services for a N-14 Registration Statement Filing:

Syndicate Legal Support Serivces regularly works with companies and their legal counsel with respect to the drafting and filing of SEC Form N-14; we consider it one of our specialties. The process of filing and having an N-14 approved by the SEC can take anywhere from two months to a year, depending on the amount of material and complexity of the filing. The entire Syndicate Legal Support Services team is available throughout this entire process to prepare and submit subsequent amendments, redlines, and correspondence letters.


Service(s) to be Provided:

  • Drafting & Preparation of a Federal Securities Laws Compliant N-14 Registration Statement.

    • Our Custom N-14 Registration Statement includes (but is not limited to):

      • Structuring and Development of a Presentation Grade N-14 Registration Statement,

      • all SEC Filing(s) as required via the EDGAR,

      • Federal Securities Laws Compliance Review, and

      • Access to our Broker-Dealer Network & International Institutional Investment Banking Network.

      • Does Not include any expenses associated with any required Financial Audits, Legal Opinion Letters, Broker Dealer / Market Maker Fees, Registration Fees paid to the SEC, and/or any Fees associated with a Capital Markets Listing. 


Rates will be based on an Hourly Rate of $45.00 per hour plus expenses incurred including, but not limited to, postage and purchase of any special software necessary to complete task. Time to complete the job will be estimated and any projects estimated over $200.00 will require a TBD down payment. Syndicate Legal Support Services Bills for Services Rendered each week. Syndicate Legal Support Services requires a signed contract, which outlines the project details, prior to beginning any work. 

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